Investment adviser · CRD 320791
JOULE FINANCIAL, LLC
Investment adviser filing (IA)
LEXINGTON, KY, United States · Form ADV filed Mar 20, 2026
- Regulatory AUM
- $479M Form ADV · Item 5.F
- Client accounts
- 2,181 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 163 | $314,602,435 | 65.7% |
| Individuals | 561 | $155,437,849 | 32.5% |
| Charities | Fewer than 5 | $3,270,477 | 0.7% |
| Retirement plans | Fewer than 5 | $2,909,394 | 0.6% |
| Insurance companies | Fewer than 5 | $2,337,224 | 0.5% |
| Corporations & businesses | Fewer than 5 | $16,530 | 0.0% |
Filing source
Form ADV 2078659 · Mar 20, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 20, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
998 GOVERNORS LN, SUITE 325LEXINGTON, KY, 40513, United States
CRD 320791
Filing source
Form ADV 2078659 · Mar 20, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.