Investment adviser · CRD 133783

JOULE FINANCIAL

Investment adviser filing (IA)

TATRO CAPITAL, LLC

LEXINGTON, KY, United States · Form ADV filed Mar 18, 2022

Regulatory AUM: $277M
Client accounts: 1,519
Employees: 6
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	99	$176,089,417	63.6%
Individuals	477	$97,073,511	35.1%
Insurance companies	Fewer than 5	$2,231,884	0.8%
Retirement plans	Fewer than 5	$1,421,619	0.5%

Filing source

Form ADV 1623181 · Mar 18, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FLEXWATER OPPORTUNITY FUND LLCHedge Fund · Last reported Aug 30, 2013$680KGross asset value

Form D fundraising filings

Flexwater Opportunity Fund LLC

Fund administrator STRATFORD ADMINISTRATION GROUP, INC BLOOMINGDALE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DONAHUE ASSOCIATES, LLC MONMOUTH BEACH, New Jersey, United States

Custodian JPMORGAN CHASE BANK, N.A. LEXINGTON, Kentucky, United States Related to adviser: No

Custodian TRADESTATION SECURITIES, INC. PLANTATION, Florida, United States Related to adviser: No

Prime broker TRADESTATION SECURITIES, INC. PLANTATION, Florida, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

TRADESTATION SECURITIES, INC.
SEC 8-48711

TRADESTATION SECURITIES, INC.
CRD 39473 · SEC 8-48711

Fund details & source

Fund ID: 805-9394311275
Reported beneficial owners: 3
Minimum commitment: $250K
Form D file number: 021-192235

Form ADV 752731 · Aug 30, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 18, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting

Compensation

Percentage of assets · Fixed

Principal office

1216 S. BROADWAY
LEXINGTON, KY, 40504, United States

CRD 133783

Filing source

Form ADV 1623181 · Mar 18, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.