Investment adviser · CRD 113600

JOLLEY ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

ROCKY MOUNT, NC, United States · Form ADV filed Mar 17, 2020

Regulatory AUM
$283M
Form ADV · Item 5.F
Client accounts
412
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals141$236,299,99783.5%
Individuals99$21,071,5757.4%
Corporations & businesses9$15,254,1455.4%
CharitiesFewer than 5$6,285,0642.2%
Other investment advisersFewer than 5$3,464,5321.2%
Retirement plansFewer than 5$693,8630.2%
Filing source

Form ADV 1394423 · Mar 17, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JAM PARTNERS, LPHedge Fund · Last reported Nov 28, 2018$9.48MGross asset value

Form D fundraising filings

JAM Partners, LP

Fund administrator NOTTINGHAM INVESTMENT ADMINISTRATION ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ASHLAND PARTNERS & COMPANY LLP CENTRAL POINT, Oregon, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-1737645130
Reported beneficial owners
23
Minimum commitment
$100K
Form D file number
021-147698

Form ADV 1253696 · Nov 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 17, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

210 BRYANT STREET, SUITE A
ROCKY MOUNT, NC, 27804, United States

CRD 113600

Filing source

Form ADV 1394423 · Mar 17, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.