Investment adviser · CRD 119933
JOHN T. MCCARTHY, LLC
Investment adviser filing (IA)
· Form ADV filed Oct 31, 2025
- Regulatory AUM
- $57.8M Form ADV · Item 5.F
- Client accounts
- 172 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 12 | $35,200,000 | 60.9% |
| Individuals | 87 | $22,628,350 | 39.1% |
Filing source
Form ADV 2024639 · Oct 31, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 31, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
CRD 119933
Filing source
Form ADV 2024639 · Oct 31, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.