Investment adviser · CRD 166225

JMC ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 30, 2020

Regulatory AUM
$42.7M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals6$42,691,483100.0%
Filing source

Form ADV 1442214 · Jun 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALLOY LONG-ONLY US EQUITY FUND LPOther Private Fund · Last reported Mar 30, 2018$19.3MGross asset value

Form D fundraising filings

Alloy Long-Only US Equity Fund, L.P.

Fund administrator BNP PARIBAS FINANCIAL SERVICES KING OF PRUSIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker CONVERGEX PRIME SERVICES LLC ALPHARETTA, Georgia, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ANCHIN, BLOCK & ANCHIN LLP
PCAOB 168

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CONVERGEX PRIME SERVICES LLC
CRD 140185 · SEC 8-67289

Fund details & source
Fund ID
805-1530635229
Reported beneficial owners
5
Minimum commitment
$500K
Form D file number
021-190292

Form ADV 1199763 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2020. View historical filings

Reported services

Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

55 FIFTH AVENUE, SUITE 1807
NEW YORK, NY, 10003, United States

CRD 166225

Filing source

Form ADV 1442214 · Jun 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.