Investment adviser · CRD 283167

JIM GOLDINGER

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

GOLDINGER, JAMES EDWARD

CAMBRIDGE, MA, United States · Form ADV filed Nov 5, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CLEARSKY SECURITY FUND I LLCVenture Capital Fund · Last reported Nov 5, 2019$310MGross asset value

Feeder funds

  • CLEARSKY SECURITY FUND I INTERNATIONAL LTD.
Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States
Custodian CITIBANK, N.A. LONG ISLAND CITY, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Marketer CHATSWORTH SECURITIES LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer CONFIDO ADVISORS, LLC BRICK, New Jersey, United States Related to adviser: No
Marketer GREEN NETWORKS, INC. TOLUCA LAKE, California, United States Related to adviser: No
Marketer MARC BODE KILCHBERG, Switzerland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CHATSWORTH SECURITIES LLC
CRD 40804 · SEC 8-49199

Fund details & source
Fund ID
805-1775515007
Reported beneficial owners
92
Minimum commitment
$0
Form D file number
021-292562

Form ADV 1354430 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CLEARSKY POWER & TECHNOLOGY FUND I LLCVenture Capital Fund · Last reported Nov 5, 2019$248MGross asset value

Feeder funds

  • CLEARSKY POWER & TECHNOLOGY FUND I INTERNATIONAL LTD.
Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States
Custodian CITIBANK, N.A. LONG ISLAND CITY, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian SUMITOMO MITSUI BANKING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-8741746794
Reported beneficial owners
50
Minimum commitment
$0
Form D file number
021-175889
Form D file number
021-175892

Form ADV 1354430 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SURRY CAPITAL LLCVenture Capital Fund · Last reported Nov 5, 2019$39.1MGross asset value
Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States
Custodian CITIBANK, N.A. LONG ISLAND CITY, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-5990919753
Reported beneficial owners
36
Minimum commitment
$0
Form D file number
021-233852

Form ADV 1354430 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 5, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1 MIFFLIN PLACE, 119 MT. AUBURN ST., SUITE 316
CAMBRIDGE, MA, 02138, United States

CRD 283167

Filing source

Form ADV 1354430 · Nov 5, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.