Investment adviser · CRD 110433
JAMES INVESTMENT RESEARCH INC
Investment adviser filing (IA)
XENIA, OH, United States · Form ADV filed May 18, 2026
- Regulatory AUM
- $1.21B Form ADV · Item 5.F
- Client accounts
- 692 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $551,403,738 | 45.5% |
| High-net-worth individuals | 109 | $463,142,211 | 38.2% |
| Individuals | 295 | $104,122,921 | 8.6% |
| Corporations & businesses | 14 | $43,808,829 | 3.6% |
| Charities | 12 | $38,379,050 | 3.2% |
| Retirement plans | Fewer than 5 | $5,831,086 | 0.5% |
| Other clients | Fewer than 5 | $4,910,487 | 0.4% |
Filing source
Form ADV 2106406 · May 18, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 18, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1349 FAIRGROUND ROADXENIA, OH, 45385, United States
CRD 110433
Filing source
Form ADV 2106406 · May 18, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.