Investment adviser · CRD 79

J.P. MORGAN SECURITIES LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 30, 2026

Regulatory AUM: $430B
Client accounts: 1,246,646
Employees: 8,703
Advisory professionals: 8,479

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	356,866	$251,110,514,971	58.4%
Individuals	877,306	$141,826,923,251	33.0%
Corporations & businesses	8,977	$27,620,523,120	6.4%
Charities	928	$6,275,478,271	1.5%
Retirement plans	2,559	$2,839,224,355	0.7%
Insurance companies	9	$21,489,909	0.0%
Other clients	Fewer than 5	$337,165	0.0%

Filing source

Form ADV 2135715 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HALL FAMILY AGGRESSIVE GROWTH FUND, LPOther Private Fund · Last reported Mar 16, 2016$0Gross asset value

Fund administrator HALL FAMILY INVESTMENT COMPANY LLC HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8799986685
Reported beneficial owners: 37
Minimum commitment: $10K

Form ADV 981969 · Mar 16, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALL FAMILY MODERATE GROWTH FUND, LPOther Private Fund · Last reported Mar 16, 2016$0Gross asset value

Fund administrator HALL FAMILY INVESTMENT COMPANY, LLC HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5429879409
Reported beneficial owners: 42
Minimum commitment: $10K

Form ADV 981969 · Mar 16, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets

Principal office

270 PARK AVENUE
NEW YORK, NY, 10017, United States

CRD 79

Filing source

Form ADV 2135715 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.