Investment adviser · CRD 137542

J.H. WHITNEY INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 19, 2013

Regulatory AUM
$313M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
15
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BBH ASIAN OPPORTUNITIES FUND LTD.Hedge Fund · Last reported Mar 19, 2013$182MGross asset value

Feeder funds

  • BBH ASIAN OPPORTUNITY FUND (CAYMAN)
  • BBH ASIAN OPPORTUNITY FUND, LP
Fund administrator JD CLARK OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP SALT LAKE CITY, Utah, United States
Custodian BROWN BROTHERS HARRIMAN & CO NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS ASIA LLC HONG KONG, Hong Kong Related to adviser: No
Prime broker GOLDMAN SACHS ASIA LLC HONG KONG, Hong Kong
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9545374262
Reported beneficial owners
212
Minimum commitment
$5M
Form D file number
021-1341828
Form D file number
021-1341872

Form ADV 703623 · Mar 19, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

J.H. WHITNEY PAN ASIA MASTER FUNDHedge Fund · Last reported Mar 19, 2013$53MGross asset value

Form D fundraising filings

J.H. Whitney Pan Asia Master Fund

Feeder funds

Fund administrator J.P. MORGAN HEDGE FUND SERVICES, A DIVISION OF JPMORGAN CHASE BANK, N.A. BOSTON, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator J.P. MORGAN INVESTOR SERVICES CO. BOSTON, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CAYMAN ISLANDS, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-5907263758
Reported beneficial owners
78
Minimum commitment
$1M
Form D file number
021-101116
Form D file number
021-127869
Form D file number
021-77006

Form ADV 703623 · Mar 19, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

J.H. WHITNEY PAN ASIA CHINAHedge Fund · Last reported Mar 19, 2013$8.49MGross asset value
Fund administrator J.P. MORGAN HEDGE FUND SERVICES, A DIVISION OF JPMORGAN CHASE BANK, N.A. BOSTON, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Auditor PRICEWATERHOUSECOOPERS CAYMAN ISLANDS, Cayman Islands
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1555837569
Reported beneficial owners
79
Minimum commitment
$1M

Form ADV 703623 · Mar 19, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

75 ROCKEFELLER PLAZA, 14TH FLOOR
NEW YORK, NY, 10019, United States

CRD 137542

Filing source

Form ADV 703623 · Mar 19, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.