Investment adviser · CRD 164557

IVY WEALTH MANAGEMENT, INC.

Investment adviser filing (IA)

WEST WARWICK, RI, United States · Form ADV filed Mar 18, 2021

Regulatory AUM
$150M
Form ADV · Item 5.F
Client accounts
618
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Retirement plans47$72,655,35648.5%
Individuals254$41,424,88127.6%
High-net-worth individuals23$33,637,50022.4%
Corporations & businessesFewer than 5$2,145,0001.4%
Filing source

Form ADV 1494285 · Mar 18, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 18, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1350 DIVISION ROAD, SUITE 200
WEST WARWICK, RI, 02893, United States

CRD 164557

Filing source

Form ADV 1494285 · Mar 18, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.