Investment adviser · CRD 123381

IVY INVESTMENTS

Investment adviser filing (IA)

IVY INVESTMENT MANAGEMENT COMPANY

OVERLAND PARK, KS, United States · Form ADV filed Jun 29, 2022

Regulatory AUM: $1.56B
Client accounts: 35
Employees: 64
Advisory professionals: 32

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	6	$480,868,426	30.8%
Pooled investment vehicles	7	$415,371,837	26.6%
Retirement plans	Fewer than 5	$376,307,689	24.1%
Government entities	Fewer than 5	$186,970,948	12.0%
Charities	Fewer than 5	$67,139,140	4.3%
Corporations & businesses	Fewer than 5	$33,087,712	2.1%

Filing source

Form ADV 1659307 · Jun 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WADDELL & REED SMALL COMPANY GROWTH FUND, LLCOther Private Fund · Last reported Jun 29, 2022$53.1MGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-4358625067
Reported beneficial owners: 7
Minimum commitment: $2M
Form D file number: 021-134203

Form ADV 1659307 · Jun 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2022. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

6301 GLENWOOD STREET
OVERLAND PARK, KS, 66202, United States

CRD 123381

Filing source

Form ADV 1659307 · Jun 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.