Investment adviser · CRD 107831

IVY ASSET MANAGEMENT LLC

Investment adviser filing (IA)

UNIONDALE, NY, United States · Form ADV filed May 16, 2012

Regulatory AUM
$206M
Form ADV · Item 5.F
Client accounts
53
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

44 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAPLEWOOD C.I. LIMITEDHedge Fund · Last reported May 16, 2012$31.5MGross asset value

Feeder funds

  • IVY MAPLEWOOD ASSOCIATES II, LP
  • IVY MAPLEWOOD ASSOCIATES, LP
Fund administrator SEI GLOBAL SERVICE INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SEI INVESTMENTS - GLOBAL FUNDS SERVICES LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC NEW YORK, New York, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7523236679
Reported beneficial owners
1
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IVY CLARUS CI, LTD.Hedge Fund · Last reported May 16, 2012$22.6MGross asset value

Feeder funds

  • IVY CLARUS ASSOCIATES II, LLC
  • IVY CLARUS US, LLC
Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SEI INVESTMENTS - GLOBAL FUNDS SERVICES LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor MARGOLIN, WINER & EVENS LLP GARDEN CITY, New York, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1808520572
Reported beneficial owners
21
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IVY PARTNERS FUND I, LLCHedge Fund · Last reported May 16, 2012$21.3MGross asset value
Fund administrator SEI GLOBAL SERVICES INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2411910436
Reported beneficial owners
168
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IVY DEFENDERS FUND, L.P.Hedge Fund · Last reported May 16, 2012$20.6MGross asset value
Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4662762709
Reported beneficial owners
204
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IVY CLARUS ASSOCIATES, L.P.Hedge Fund · Last reported May 16, 2012$9.44MGross asset value
Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARGOLIN, WINER & EVENS LLP GARDEN CITY, New York, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2951500191
Reported beneficial owners
162
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DEFENDERS FUND LIQUIDATING TRUSTHedge Fund · Last reported May 16, 2012$9.3MGross asset value
Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3182643608
Reported beneficial owners
410
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IVY CLARUS DIVERSIFIED, LTD.Hedge Fund · Last reported May 16, 2012$6.76MGross asset value

Feeder funds

  • IVY SELECT PLC/IVY CLARUS DIVERSIFIED FEEDER FUND
Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3453368191
Reported beneficial owners
2
Minimum commitment
$1

Form ADV 647494 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 16, 2012. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

144 GLENN CURTISS BOULEVARD, 7TH FLOOR
UNIONDALE, NY, 11556, United States

CRD 107831

Filing source

Form ADV 647494 · May 16, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.