INVICTUS GLOBAL MANAGEMENT LLC – investment adviser, $156M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$155,762,316	100.0%

Filing source

Form ADV 1719492 · Mar 21, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INVICTUS SPECIAL SITUATIONS MASTER I, LPHedge Fund · Last reported Mar 21, 2023$99.5MGross asset value

Feeder funds

INVICTUS SPECIAL SITUATIONS DOMESTIC I, LP
INVICTUS SPECIAL SITUATIONS OFFSHORE I, LP

Fund administrator U.S. BANCORP FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ANCHIN BLOCK & ANCHIN LLP NEW YORK, New York, United States

Custodian COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION LOUISVILLE, Kentucky, United States Related to adviser: No

Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Marketer OAKPOINT SOLUTIONS, LLC TAMPA, Florida, United States Related to adviser: No

Prime broker COWEN AND COMPANY NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ANCHIN BLOCK & ANCHIN LLP
PCAOB 168

COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION
LEI 2549001YYB62BVMSAO13

COWEN AND COMPANY, LLC
SEC 8-22522

INTERACTIVE BROKERS CORP.
SEC 8-53615

US BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

OAKPOINT SOLUTIONS, LLC
CRD 171775 · SEC 8-69477

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

Fund details & source

Fund ID: 805-7896871035
Reported beneficial owners: 136
Minimum commitment: $5M
Form D file number: 021-375002

Form ADV 1719492 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

310 COMAL BUILDING A, SUITE 229
AUSTIN, TX, 78702, United States

CRD 305260

Filing source

Form ADV 1719492 · Mar 21, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.