Investment adviser · CRD 163622

OCEANWOOD CAPITAL MANAGEMENT LLP

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Jul 11, 2023

Regulatory AUM: $800M
Client accounts: 14
Employees: 13
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	14	$799,660,849	100.0%

Filing source

Form ADV 1772519 · Jul 11, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OCEANWOOD OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Jul 11, 2023$486MGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLAND) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian BANK OF NEW YORK MELLON SA/NV LONDON, United Kingdom Related to adviser: No

Custodian BOFA SECURITIES EUROPE SA PARIS, France Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

BOFA SECURITIES EUROPE SA
LEI 549300FH0WJAPEHTIQ7

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-7387148745
Reported beneficial owners: 62
Minimum commitment: $1M
Form D file number: 021-129650
Form D file number: 021-129651
Form D file number: 021-406858
Form D file number: 021-406859
Form D file number: 021-453866
Form D file number: 021-453867

Form ADV 1772519 · Jul 11, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD INVESTMENTS SPC ACTING FOR AND ON BEHALF OF ROW SEGREGATED PORTFOLIOHedge Fund · Last reported Jul 11, 2023$102MGross asset value

Form D fundraising filings

Oceanwood Investments SPC for & on behalf of Oceanwood ROW Segregated Portfolio

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

CITCO BANK NEDERLAND N.V. DUBLIN BRANCH
LEI 549300SGF4BS54YG8M65

Fund details & source

Fund ID: 805-2246030549
Reported beneficial owners: 3
Minimum commitment: $400M
Form D file number: 021-354042

Form ADV 1772519 · Jul 11, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD INVESTMENTS MASTER SPC ACTING FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG MASTER SEGREGATED PORTFOLIOPrivate Equity Fund · Last reported Jul 11, 2023$50.3MGross asset value

Feeder funds

OCEANWOOD INVESTMENTS SPC FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

CITCO BANK NEDERLAND N.V. DUBLIN BRANCH
LEI 549300SGF4BS54YG8M65

Fund details & source

Fund ID: 805-1557161245
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-319700

Form ADV 1772519 · Jul 11, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Jul 11, 2023$39.5MGross asset value

Feeder funds

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND II
OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITES FUND LP
OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5536104747
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-290173
Form D file number: 021-321706

Form ADV 1772519 · Jul 11, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD INVESTMENTS MASTER SPC ACTING FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG MASTER SEGREGATED PORTFOLIO IIPrivate Equity Fund · Last reported Jul 11, 2023$12.2MGross asset value

Feeder funds

OCEANWOOD INVESTMENTS SPC ACTING FOR AND ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO II

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

CITCO BANK NEDERLAND N.V. DUBLIN BRANCH
LEI 549300SGF4BS54YG8M65

Fund details & source

Fund ID: 805-8451511523
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-354040

Form ADV 1772519 · Jul 11, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD EUROPEAN FINANCIAL SELECT OPPORTUNITIES FUND IIOther Private Fund · Last reported Feb 15, 2019$0Gross asset value

Form D fundraising filings

Oceanwood European Financial Select Opportunities Fund II

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-9259554058
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1253355 · Feb 15, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCEANWOOD OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Feb 15, 2019$3.63BGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED CORK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian BANK OF NEW YORK MELLON SA/NV LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Marketer CONSTELLAR CAPITAL PARTNERS HONG KONG LIMITED HONG KONG, Hong Kong Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1096

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8275116053
Reported beneficial owners: 104
Minimum commitment: $1M
Form D file number: 021-129650
Form D file number: 021-129651

Form ADV 1253355 · Feb 15, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 11, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

5TH FLOOR, 25 BURY STREET
LONDON, SW1Y 6AL, United Kingdom

CRD 163622

Filing source

Form ADV 1772519 · Jul 11, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.