Investment adviser · CRD 166411
MWM ADVISORY
Investment adviser filing (IA)
MWM ADVISORY SERVICES LLC
LOUISVILLE, KY, United States · Form ADV filed Mar 21, 2019
- Regulatory AUM
- $70.9M Form ADV · Item 5.F
- Client accounts
- 450 Accounts, not individual clients
- Employees
- 16 Reported in this filing
- Advisory professionals
- 16 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 238 | $27,328,980 | 38.5% |
| High-net-worth individuals | 60 | $24,867,776 | 35.1% |
| Retirement plans | 13 | $16,303,011 | 23.0% |
| Insurance companies | Fewer than 5 | $1,811,005 | 2.6% |
| Charities | 5 | $537,731 | 0.8% |
| Corporations & businesses | Fewer than 5 | $61,256 | 0.1% |
Filing source
Form ADV 1293071 · Mar 21, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 21, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
2600 MEIDINGER TOWER, 462 SOUTH FOURTH STREETLOUISVILLE, KY, 40202, United States
CRD 166411
Filing source
Form ADV 1293071 · Mar 21, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.