Investment adviser · CRD 136887

INTEROCEAN CAPITAL, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Jun 30, 2020

Regulatory AUM: $2.45B
Client accounts: 3,106
Employees: 18
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	924	$2,296,746,923	93.6%
Charities	21	$143,853,644	5.9%
Corporations & businesses	Fewer than 5	$6,573,612	0.3%
Other investment advisers	Fewer than 5	$4,462,070	0.2%
Individuals	10	$1,248,613	0.1%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1441081 · Jun 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FEG PRIVATE OPPORTUNITIES FUND, LLCPrivate Equity Fund · Last reported Nov 13, 2013$122MGross asset value

Fund administrator SS&C TECHNOLOGIES (EFFECTIVE APRIL 1, 2013) WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLC CHICAGO, Illinois, United States

Custodian COMERICA BANK MENLO PARK, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1105987387
Reported beneficial owners: 36
Minimum commitment: $1M
Form D file number: 021-164374

Form ADV 765963 · Nov 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

980 N. MICHIGAN AVENUE, SUITE 1780
CHICAGO, IL, 60611, United States

CRD 136887

Filing source

Form ADV 1441081 · Jun 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.