Investment adviser · CRD 310369
INTEROCEAN CAPITAL
Investment adviser filing (IA)
INTEROCEAN CAPITAL GROUP, LLC
NASHVILLE, TN, United States · Form ADV filed Apr 1, 2024
- Regulatory AUM
- $5.81B Form ADV · Item 5.F
- Client accounts
- 8,042 Accounts, not individual clients
- Employees
- 40 Reported in this filing
- Advisory professionals
- 30 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 2,030 | $5,235,769,685 | 90.0% |
| Charities | 26 | $298,644,738 | 5.1% |
| Retirement plans | 54 | $106,318,324 | 1.8% |
| Individuals | 337 | $93,607,036 | 1.6% |
| Government entities | Fewer than 5 | $48,038,695 | 0.8% |
| Corporations & businesses | 13 | $32,010,973 | 0.6% |
Filing source
Form ADV 1861639 · Apr 1, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 1, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
150 4TH AVENUE NORTH, SUITE 1410NASHVILLE, TN, 37219, United States
CRD 310369
Filing source
Form ADV 1861639 · Apr 1, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.