Investment adviser · CRD 111940
INSTITUTIONAL SHAREHOLDER SERVICES INC.
Investment adviser filing (IA)
ROCKVILLE, MD, United States · Form ADV filed Sep 16, 2026
- Employees
- 3,350 Reported in this filing
- Advisory professionals
- 1,762 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Banks & thrifts | 186 | $0 | Not reported |
| Investment companies | 45 | $0 | Not reported |
| Pooled investment vehicles | 307 | $0 | Not reported |
| Retirement plans | 174 | $0 | Not reported |
| Charities | 45 | $0 | Not reported |
| Government entities | 19 | $0 | Not reported |
| Other investment advisers | 1,047 | $0 | Not reported |
| Insurance companies | 80 | $0 | Not reported |
| Sovereign wealth & foreign institutions | 12 | $0 | Not reported |
| Corporations & businesses | 78 | $0 | Not reported |
| Other clients | 253 | $0 | Not reported |
Filing source
Form ADV 2130699 · Sep 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 16, 2026. View historical filings
Reported services
Pension consulting · Publication of newsletters · Security ratings
Compensation
Subscription · Fixed
Principal office
702 KING FARM BLVD., SUITE 400ROCKVILLE, MD, 20850, United States
CRD 111940
Filing source
Form ADV 2130699 · Sep 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.