Investment adviser · CRD 149347

INSTITUTE FOR WEALTH ADVISORS, INC.

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 31, 2019

Regulatory AUM
$220M
Form ADV · Item 5.F
Client accounts
1,190
Accounts, not individual clients
Employees
0
Reported in this filing
Advisory professionals
0
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Individuals947$132,553,16160.3%
High-net-worth individuals39$72,777,86133.1%
Pooled investment vehicles1$14,578,5716.6%
Filing source

Form ADV 1306190 · Mar 31, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MADISON PARK HARBOR FUND, LPHedge Fund · Last reported Mar 31, 2019$14.6MGross asset value
Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BROOKWEINER LLC CHICAGO, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BROOKWEINER LLC
PCAOB 3482

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-4146807940
Reported beneficial owners
20
Minimum commitment
$250K

Form ADV 1306190 · Mar 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1776 LINCOLN ST., SUITE 950
DENVER, CO, 80203, United States

CRD 149347

Filing source

Form ADV 1306190 · Mar 31, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.