Investment adviser · CRD 107200

INSIGHT INVESTMENT

Investment adviser filing (IA)

CUTWATER INVESTOR SERVICES CORP.

NEW YORK, NY, United States · Form ADV filed Mar 31, 2018

Regulatory AUM: $15B
Client accounts: 144
Employees: 53
Advisory professionals: 26

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	42	$7,323,819,299	48.8%
Government entities	80	$5,219,554,858	34.8%
Pooled investment vehicles	4	$1,289,975,340	8.6%
Retirement plans	11	$633,363,893	4.2%
Investment companies	4	$508,564,534	3.4%
Charities	Fewer than 5	$9,958,610	0.1%
Corporations & businesses	Fewer than 5	$7,662,121	0.1%

Filing source

Form ADV 1199361 · Mar 31, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

3698751740Securitized Asset Fund · Last reported Mar 31, 2018$444MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-3698751740
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 1199361 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

7842248144Securitized Asset Fund · Last reported Mar 31, 2018$391MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-7842248144
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1199361 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1803804980Securitized Asset Fund · Last reported Mar 31, 2018$388MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-1803804980
Reported beneficial owners: 4
Minimum commitment: $25K

Form ADV 1199361 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

8417378561Securitized Asset Fund · Last reported Mar 31, 2018$66.1MGross asset value

Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8417378561
Reported beneficial owners: 2
Minimum commitment: $200K

Form ADV 1199361 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KIMBERLITE CDO I, LTDSecuritized Asset Fund · Last reported Apr 3, 2013$318MGross asset value

Fund administrator MAPLES FINANCE LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9400354507
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 727743 · Apr 3, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUTWATER INVESTOR SERVICES INSTITUTIONAL INVESTOR TRUSTOther Private Fund · Last reported Mar 31, 2015$178MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor TAIT, WELLER & BAKER PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1257886650
Reported beneficial owners: 3
Minimum commitment: $5M

Form ADV 894031 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUTWATER INVESTOR SERVICES INSTITUTIONAL INVESTOR TRUST CORE BOND FUNDOther Private Fund · Last reported Mar 30, 2016$96.4MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor TAIT, WELLER & BAKER PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5727133543
Reported beneficial owners: 3
Minimum commitment: $5M

Form ADV 994168 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2018. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

200 PARK AVENUE, 7TH FLOOR
NEW YORK, NY, 10166, United States

CRD 107200

Filing source

Form ADV 1199361 · Mar 31, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.