INGALLS INVESTMENT MANAGEMENT, LLC – investment adviser, $7.83B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,090	$5,781,232,981	73.9%
Individuals	3,155	$1,040,024,092	13.3%
Corporations & businesses	94	$314,723,810	4.0%
Other investment advisers	Fewer than 5	$264,094,565	3.4%
Pooled investment vehicles	3	$189,226,014	2.4%
Charities	59	$134,039,476	1.7%
Retirement plans	51	$103,261,640	1.3%
Government entities	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 2122189 · Sep 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INGALLS & SNYDER VALUE PARTNERS, LPHedge Fund · Last reported Sep 18, 2026$93.7MGross asset value

Auditor CROWE LLP CHICAGO, Illinois, United States

Custodian INGALLS & SNYDER, LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CROWE LLP
PCAOB 173

INGALLS & SNYDER, LLC
SEC 8-1865

Fund details & source

Fund ID: 805-4241378178
Reported beneficial owners: 37
Minimum commitment: $250K
Form D file number: 021-895302

Form ADV 2122189 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IAS ALPHA PARTNERS LPHedge Fund · Last reported Sep 18, 2026$26.3MGross asset value

Form D fundraising filings

IAS Alpha Partners LP

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No

Marketer PALMETTO ADVISORY GROUP, LLC KIAWAH ISLAND, South Carolina, United States Related to adviser: No

Prime broker MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

PERSHING LLC
SEC 8-17574

MAREX CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

Fund details & source

Fund ID: 805-3100091714
Reported beneficial owners: 20
Minimum commitment: $500K
Form D file number: 021-427993

Form ADV 2122189 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UNDERHILL PARTNERS, LPHedge Fund · Last reported Sep 18, 2026$22.2MGross asset value

Form D fundraising filings

UNDERHILL PARTNERS, L.P.

Fund administrator ARCHWAY TECHNOLOGIES, INC. INDIANAPOLIS, Indiana, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CROWE LLP CHICAGO, Illinois, United States

Custodian INGALLS & SNYDER, LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CROWE LLP
PCAOB 173

INGALLS & SNYDER, LLC
SEC 8-1865

Fund details & source

Fund ID: 805-7474897290
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-128073

Form ADV 2122189 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 18, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1 ROCKEFELLER PLAZA, 7TH FLOOR
NEW YORK, NY, 10020, United States

CRD 343369

Filing source

Form ADV 2122189 · Sep 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.