Investment adviser · CRD 124242
INDEPENDENT WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
TRAVERSE CITY, MI, United States · Form ADV filed May 21, 2026
- Regulatory AUM
- $203M Form ADV · Item 5.F
- Client accounts
- 510 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 61 | $155,320,894 | 76.5% |
| Individuals | 115 | $47,276,006 | 23.3% |
| Charities | Fewer than 5 | $409,242 | 0.2% |
Filing source
Form ADV 2106954 · May 21, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 21, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
236 1/2 E. FRONT STTRAVERSE CITY, MI, 49684, United States
CRD 124242
Filing source
Form ADV 2106954 · May 21, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.