Investment adviser · CRD 7717

INDEPENDENT FINANCIAL GROUP, LLC

Investment adviser filing (IA)

SAN DIEGO, CA, United States · Form ADV filed Sep 29, 2026

Regulatory AUM: $12.9B
Client accounts: 54,951
Employees: 624
Advisory professionals: 476

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	23,458	$7,122,879,299	55.1%
High-net-worth individuals	2,438	$5,162,794,779	39.9%
Corporations & businesses	307	$321,002,277	2.5%
Retirement plans	347	$247,767,770	1.9%
Charities	85	$70,991,676	0.5%
Banks & thrifts	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2133478 · Sep 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 29, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Commissions · Performance-based

Principal office

12671 HIGH BLUFF DR, SUITE 200
SAN DIEGO, CA, 92130, United States

CRD 7717

Filing source

Form ADV 2133478 · Sep 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.