Investment adviser · CRD 157905

INDABA CAPITAL MANAGEMENT, L.P.

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Jun 16, 2025

Regulatory AUM: $737M
Client accounts: 4
Employees: 14
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$736,789,698	100.0%

Filing source

Form ADV 1980142 · Jun 16, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INDABA CAPITAL FUND, L.P.Hedge Fund · Last reported Jun 16, 2025$737MGross asset value

Form D fundraising filings

Indaba Capital Fund, L.P.

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY CAPITAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian UBS AG ZURICH, Switzerland Related to adviser: No

Custodian U.S. BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

GOLDMAN SACHS & CO. LLC
SEC 8-129 · LEI FOR8UP27PHTHYVLBNG30

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MORGAN STANLEY CAPITAL SERVICES LLC
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740 · LEI 549300JRHF1MHHWUAW04

UBS AG
LEI BFM8T61CT2L1QCEMIK50

U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-6346763599
Reported beneficial owners: 117
Minimum commitment: $5M
Form D file number: 021-157546
Form D file number: 021-157547
Form D file number: 021-157548

Form ADV 1980142 · Jun 16, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 16, 2025. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE LETTERMAN DRIVE, BUILDING D, SUITE DM700
SAN FRANCISCO, CA, 94129, United States

CRD 157905

Filing source

Form ADV 1980142 · Jun 16, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.