Investment adviser · CRD 317525

IMPERIAL FUND ASSET MANAGEMENT LLC

Investment adviser filing (IA)

FORT LAUDERDALE, FL, United States · Form ADV filed Sep 3, 2026

Regulatory AUM: $6.84B
Client accounts: 89
Employees: 12
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$4,508,007,103	65.9%
Corporations & businesses	20	$2,316,394,590	33.9%
High-net-worth individuals	35	$15,914,665	0.2%
Individuals	32	$976,365	0.0%

Filing source

Form ADV 2130862 · Sep 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

IMPERIAL FUND II, LLCSecuritized Asset Fund · Last reported Sep 3, 2026$2.36BGross asset value

Form D fundraising filings

Imperial Fund II, LLC

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE US TAMPA, Florida, United States

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE US
PCAOB 34

WILMINGTON SAVINGS FUND SOCIETY, FSB
LEI 5493005DKMV1IHIM8E20

Fund details & source

Fund ID: 805-3943274362
Reported beneficial owners: 25
Minimum commitment: $50K
Form D file number: 021-476050

Form ADV 2130862 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ATLAS A&D OPPORTUNITY FUND III LPSecuritized Asset Fund · Last reported Sep 3, 2026$1.96BGross asset value

Form D fundraising filings

Atlas A&D Opportunity Fund III LP

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HACKER, JOHNSON & SMITH PA FORT LAUDERDALE, Florida, United States

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Marketer ATLAS SP PARTNERS, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer HARESTOCK CAPITAL LIMITED LONDON, United Kingdom Related to adviser: No

Marketer PHOENIX-5 LTD ROAD TOWN, British Virgin Islands Related to adviser: No

Marketer ROTHWELL PARTNERS LIMITED CENTRAL, Hong Kong Related to adviser: No

Marketer XTELLUS CAPITAL PARTNERS, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HACKER, JOHNSON & SMITH PA
PCAOB 400

WILMINGTON SAVINGS FUND SOCIETY, FSB
LEI 493005DKMV1IHIM8E20

XTELLUS CAPITAL PARTNERS, INC.
CRD 156048 · SEC 8-68766

Fund details & source

Fund ID: 805-3315694552
Reported beneficial owners: 3
Minimum commitment: $50K
Form D file number: 021-522264

Form ADV 2130862 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IMPERIAL FUND I, LLCSecuritized Asset Fund · Last reported Sep 3, 2026$177MGross asset value

Form D fundraising filings

IMPERIAL FUND I, LLC

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HACKER, JOHNSON & SMITH PA FORT LAUDERDALE, Florida, United States

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

HACKER, JOHNSON & SMITH PA
PCAOB 400

WILMINGTON SAVINGS FUND SOCIETY, FSB
LEI 5493005DKMV1IHIM8E20

Fund details & source

Fund ID: 805-6934090154
Reported beneficial owners: 15
Minimum commitment: $50K
Form D file number: 021-361980

Form ADV 2130862 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IMPERIAL FUND IV, LLCSecuritized Asset Fund · Last reported Sep 3, 2026$7.96MGross asset value

Form D fundraising filings

IMPERIAL FUND IV, LLC

Fund administrator TMF GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HACKER, JOHNSON & SMITH PA FORT LAUDERDALE, Florida, United States

Custodian WILMINGTON SAVINGS FUND SOCIETY, FSB WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

HACKER, JOHNSON & SMITH PA
PCAOB 400

WILMINGTON SAVINGS FUND SOCIETY, FSB
LEI 5493005DKMV1IHIM8E20

Fund details & source

Fund ID: 805-6228555852
Reported beneficial owners: 23
Minimum commitment: $50K
Form D file number: 021-527898

Form ADV 2130862 · Sep 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 3, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Hourly · Performance-based

Principal office

899 W CYPRESS CREEK RD
FORT LAUDERDALE, FL, 33309, United States

CRD 317525

Filing source

Form ADV 2130862 · Sep 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.