Investment adviser · CRD 283109

ILLUMINATION ASSET MANAGEMENT

Investment adviser filing (IA)

ILLUMINATION ASSET MANAGEMENT, LLC

TARZANA, CA, United States · Form ADV filed Mar 29, 2019

Regulatory AUM
$82.5M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$41,886,55050.8%
Other clients1$40,639,98849.2%
Filing source

Form ADV 1283864 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

IAM CREDIT OPPORTUNITIES MASTER FUND, LPHedge Fund · Last reported Mar 29, 2019$36.7MGross asset value

Form D fundraising filings

IAM Credit Opportunities Master Fund, LP

Feeder funds

Fund administrator MITSUBISHI INVESTOR SERVICES HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP LOS ANGELES, California, United States
Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, LLP
PCAOB 243

CANTOR FITZGERALD & CO.
SEC 8-201

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source
Fund ID
805-6566196172
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-185383
Form D file number
021-185393

Form ADV 1283864 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MIMS MASTER FUND L.P.Hedge Fund · Last reported Aug 22, 2016$177MGross asset value

Feeder funds

  • MIMS 2013-GSE 1A, LP
Fund administrator BNP PARIBAS FINANCIAL SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP IRVINE, California, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-2241024113
Reported beneficial owners
8
Minimum commitment
$1M
Form D file number
021-999999

Form ADV 1035009 · Aug 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

18455 BURBANK BLVD, SUITE 204
TARZANA, CA, 91356, United States

CRD 283109

Filing source

Form ADV 1283864 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.