Investment adviser · CRD 113537

III ASSOCIATES

Investment adviser filing (IA)

BOCA RATON, FL, United States · Form ADV filed Oct 3, 2014

Regulatory AUM
$3.26B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE PRINCIPALS FUND LIMITED PARTNERSHIPHedge Fund · Last reported Oct 3, 2014$72.6MGross asset value
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7221848513
Reported beneficial owners
9
Minimum commitment
$1M

Form ADV 848196 · Oct 3, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 3, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

777 YAMATO ROAD, SUITE 300
BOCA RATON, FL, 33431, United States

CRD 113537

Filing source

Form ADV 848196 · Oct 3, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.