ICM ASSET MANAGEMENT INC – investment adviser, $156M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	106	$150,330,848	96.1%
Corporations & businesses	11	$3,735,022	2.4%
Individuals	7	$2,081,002	1.3%
Charities	Fewer than 5	$304,802	0.2%
Retirement plans	Fewer than 5	$41,457	0.0%

Filing source

Form ADV 1495520 · Feb 25, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RAVEN VENTURES CAPITAL PARTNERS, L.P.Hedge Fund · Last reported Mar 28, 2018$101KGross asset value

Auditor MOSS ADAMS, LLP SPOKANE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SPOKANE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6268720624
Reported beneficial owners: 12
Minimum commitment: $250K

Form ADV 1199501 · Mar 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOYAH LEVERAGE PARTNERS, L.P.Hedge Fund · Last reported Jan 3, 2017$6KGross asset value

Auditor MOSS ADAMS, LLP SPOKANE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SPOKANE, Washington, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SPOKANE, Washington, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-3898407209
Reported beneficial owners: 39
Minimum commitment: $250K

Form ADV 1059331 · Jan 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOYAH PARTNERS, L.P.Hedge Fund · Last reported Jan 3, 2017$4.5KGross asset value

Auditor MOSS ADAMS, LLP SPOKANE, Washington, United States

Custodian CHARLES SCHWAB & CO., INC. SPOKANE, Washington, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SPOKANE, Washington, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-4029979349
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 1059331 · Jan 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 25, 2021. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

601 WEST MAIN AVENUE, SUITE 900
SPOKANE, WA, 99201-0613, United States

CRD 105046

Filing source

Form ADV 1495520 · Feb 25, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.