Investment adviser · CRD 19585

HSBC SECURITIES (USA) INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 25, 2026

Regulatory AUM: $3.84B
Client accounts: 12,108
Employees: 490
Advisory professionals: 402

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	10,254	$2,149,208,918	56.0%
High-net-worth individuals	1,791	$1,550,427,619	40.4%
Pooled investment vehicles	28	$87,955,632	2.3%
Corporations & businesses	27	$45,502,061	1.2%
Retirement plans	8	$5,003,339	0.1%
Banks & thrifts	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2134962 · Sep 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

452 PRIVATE EQUITY INVESTORS CAYMAN L.P.Private Equity Fund · Last reported Sep 25, 2026$44MGross asset value

Feeder funds

452 PRIVATE EQUITY ACCESS FUND, L.P.

Fund administrator GRAYCLIFF PARTNERS LP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Fund details & source

Fund ID: 805-5020494132
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-97528

Form ADV 2134962 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

452 LATIN AMERICA PRIVATE EQUITY INVESTORS L.P.Private Equity Fund · Last reported Sep 25, 2026$22.5MGross asset value

Feeder funds

452 LATIN AMERICA INSTITUTIONAL FUND L.P.

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Fund details & source

Fund ID: 805-7678392023
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 2134962 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

452 PRIVATE EQUITY PARTNERS II USA L.P.Private Equity Fund · Last reported Sep 25, 2026$7.1MGross asset value

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian HSBC BANK USA, N.A NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4823322082
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2134962 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC LATIN AMERICAN COINVESTMENT PARTNERS, L.P.Private Equity Fund · Last reported Sep 25, 2026$7.05MGross asset value

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7182968992
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2134962 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

452 LATIN AMERICA PARTNERS L.P.Private Equity Fund · Last reported Sep 25, 2026$194KGross asset value

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source

Fund ID: 805-6086835745
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-126455

Form ADV 2134962 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC EQUITY PARTNERS USA LPPrivate Equity Fund · Last reported Sep 25, 2026$0Gross asset value

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4762239329
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2134962 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BRYANT PARK FUNDING, LLC.Securitized Asset Fund · Last reported Jan 8, 2015$372MGross asset value

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: Yes

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-5932410022
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 865062 · Jan 8, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

66 HUSDSON BOULEVARD EAST
NEW YORK, NY, 10001, United States

CRD 19585

Filing source

Form ADV 2134962 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.