Investment adviser · CRD 105686

HSBC GLOBAL ASSET MANAGEMENT (USA) INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 22, 2026

Regulatory AUM: $157B
Client accounts: 95
Employees: 100
Advisory professionals: 65

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	49	$76,821,697,275	49.1%
Investment companies	2	$53,871,681,758	34.4%
Corporations & businesses	30	$13,087,303,118	8.4%
Insurance companies	11	$9,237,568,481	5.9%
Sovereign wealth & foreign institutions	1	$2,227,873,785	1.4%
Retirement plans	2	$1,315,091,117	0.8%

Filing source

Form ADV 2134120 · Sep 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HSBC US DOLLAR LIQUIDITY FUNDLiquidity Fund · Last reported Aug 28, 2015$23.5BGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-6785841476
Reported beneficial owners: 308
Minimum commitment: $250K

Form ADV 941023 · Aug 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS BONDHedge Fund · Last reported Jan 27, 2014$2.33BGross asset value

Fund administrator RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT SARL REVISEURS D'ENTERPRISES AGREE LUXEMBOURG, Luxembourg

Custodian RBC DEXIA INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-5449792420
Reported beneficial owners: 100
Minimum commitment: $5K

Form ADV 762275 · Jan 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS DEBT TOTAL RETURNHedge Fund · Last reported Jan 27, 2014$1.26BGross asset value

Fund administrator RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT SARL REVISEURS D'ENTERPRISES AGREE LUXEMBOURG, Luxembourg

Custodian RBC DEXIA INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-5636403610
Reported beneficial owners: 100
Minimum commitment: $5K

Form ADV 762275 · Jan 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS LOCAL DEBTHedge Fund · Last reported Jan 27, 2014$918MGross asset value

Fund administrator RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT SARL REVISEURS D'ENTERPRISES AGREE LUXEMBOURG, Luxembourg

Custodian RBC DEXIA INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-4730317678
Reported beneficial owners: 100
Minimum commitment: $5K

Form ADV 762275 · Jan 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS - GLOBAL HIGH INCOME BONDOther Private Fund · Last reported Apr 1, 2013$336MGross asset value

Fund administrator RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT SARL REVISEURS D'ENTERPRISES AGREE LUXEMBOURG, Luxembourg

Custodian RBC DEXIA INVESTOR SERVICES BANK S.A. ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-2068853830
Reported beneficial owners: 100
Minimum commitment: $5K

Form ADV 718498 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC CANADIAN DOLLAR LIQUIDITY FUNDLiquidity Fund · Last reported Aug 28, 2015$210MGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-6980724474
Reported beneficial owners: 23
Minimum commitment: $250K

Form ADV 941023 · Aug 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS - GLOBAL EMERGING MARKETS INVESTMENT GRADE BONDOther Private Fund · Last reported Apr 1, 2013$124MGross asset value

Fund administrator RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT SARL REVISEURS D'ENTERPRISES AGREE LUXEMBOURG, Luxembourg

Custodian RBC DEXIA INVESTOR SERVICES BANK S.A ESCH-SUR-ALZETTE, Luxembourg Related to adviser: No

Marketer HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 801-64563

Fund details & source

Fund ID: 805-7726157492
Reported beneficial owners: 100
Minimum commitment: $5K

Form ADV 718498 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 22, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

66 HUDSON BOULEVARD, FLOOR 29
NEW YORK, NY, 10001, United States

CRD 105686

Filing source

Form ADV 2134120 · Sep 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.