Investment adviser · CRD 158519

HSBC GLOBAL ASSET MANAGEMENT (FRANCE)

Investment adviser filing (IA)

COURBEVOIE, France · Form ADV filed Aug 24, 2022

Regulatory AUM: $78.7B
Client accounts: 198
Employees: 308
Advisory professionals: 93

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	141	$43,096,673,634	54.7%
Insurance companies	18	$21,247,013,071	27.0%
Corporations & businesses	7	$4,827,258,391	6.1%
Retirement plans	14	$4,490,214,620	5.7%
Banks & thrifts	5	$1,927,461,251	2.4%
Government entities	Fewer than 5	$1,407,903,707	1.8%
Sovereign wealth & foreign institutions	Fewer than 5	$1,171,545,558	1.5%
Other clients	7	$554,590,646	0.7%

Filing source

Form ADV 1671596 · Aug 24, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HSBC GLOBAL LIQUIDITY FUNDS PLC - STERLING LIQUIDITY FUNDLiquidity Fund · Last reported Aug 8, 2016$9.15BGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
CRD 154700 · SEC 801-71863

Fund details & source

Fund ID: 805-3580433371
Reported beneficial owners: 494
Minimum commitment: $315K

Form ADV 1033656 · Aug 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL LIQUIDITY FUNDS PLC - EURO LIQUIDITY FUNDLiquidity Fund · Last reported Aug 8, 2016$8.8BGross asset value

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
CRD 154700 · SEC 801-71863

Fund details & source

Fund ID: 805-7954233745
Reported beneficial owners: 304
Minimum commitment: $315K

Form ADV 1033656 · Aug 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS EURO HIGH YIELD BONDHedge Fund · Last reported Mar 31, 2015$1.43BGross asset value

Fund administrator HSBC SECURITIES SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor KPMG AUDIT S.À.R.L. LUXEMBOURG, Luxembourg

Custodian HSBC SECURITIES SERVICES (LUXEMBOURG) S.A. (HSSL) LUXEMBOURG, Luxembourg Related to adviser: Yes

Marketer HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer HSBC GLOBAL ASSET MANAGEMENT (INTERNATIONAL) LIMITED JERSEY, Jersey Related to adviser: No

Marketer HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED SINGAPORE, Singapore Related to adviser: Yes

Marketer HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer HSBC INVESTMENT FUNDS (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer HSBC KOREA LIMITED SEOUL, Korea, South Related to adviser: No

Marketer HSBC TRINKAUS & BURKHARDT AG DUSSELDORF, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
CRD 105193 · SEC 801-29922

HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED
CRD 144324 · SEC 801-68275

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
CRD 154700 · SEC 801-71863

Fund details & source

Fund ID: 805-5089715602
Reported beneficial owners: 288
Minimum commitment: $5K

Form ADV 884471 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EUROCASHLiquidity Fund · Last reported Jan 10, 2013$503MGross asset value

Fund administrator CACEIS FUND ADMINISTRATION PARIS, France Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE ET ASSOCIES NEUILLY SUR SEINE, France

Custodian CACEIS BANK FRANCE PARIS, France Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4580336599
Reported beneficial owners: 1,083
Minimum commitment: $1.3K

Form ADV 690221 · Jan 10, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC INTERNATIONAL EQUITY POOLED FUNDHedge Fund · Last reported Mar 31, 2015$303MGross asset value

Auditor KPMG LLP VANCOUVER, Canada

Custodian THE NORTHERN TRUST COMPANY VANCOUVER, Canada Related to adviser: No

Marketer HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED VANCOUVER, Canada Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED
CRD 161641

Fund details & source

Fund ID: 805-6671562133
Reported beneficial owners: 15,123
Minimum commitment: $250

Form ADV 884471 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL EQUITY FUNDHedge Fund · Last reported Mar 31, 2015$241MGross asset value

Fund administrator RBC DEXIA INVESTOR SERVICES TRUST VANCOUVER, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP VANCOUVER, Canada

Custodian THE NORTHERN TRUST COMPANY VANCOUVER, Canada Related to adviser: No

Marketer HSBC INVESTMENT FUND (CANADA) INC. VANCOUVER, Canada Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-5894292513
Reported beneficial owners: 7,388
Minimum commitment: $455

Form ADV 884471 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HSBC GLOBAL INVESTMENT FUNDS GLOBAL MACROHedge Fund · Last reported Aug 6, 2014$173MGross asset value

Fund administrator HSBC SECURITIES SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor KPMG AUDIT S.À.R.L. LUXEMBOURG, Luxembourg

Custodian HSBC SECURITIES SERVICES (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: Yes

Marketer HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer HSBC GLOBAL ASSET MANAGEMENT (INTERNATIONAL) LIMITED JERSEY, Jersey Related to adviser: No

Marketer HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED SINGAPORE, Singapore Related to adviser: Yes

Marketer HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer HSBC INVESTMENT FUNDS (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer HSBC KOREA LIMITED SEOUL, Korea, South Related to adviser: No

Marketer HSBC TRINKAUS & BURKHARDT AG DUSSELDORF, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
CRD 105193 · SEC 801-29922

HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED
CRD 144324 · SEC 801-68275

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
CRD 154700 · SEC 801-71863

Fund details & source

Fund ID: 805-2024945027
Reported beneficial owners: 160
Minimum commitment: $5K

Form ADV 838096 · Aug 6, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 24, 2022. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Commissions · Performance-based

Principal office

110 ESPLANADE DU GENERAL DE GAULLE - LA DEFENSE 4, IMMEUBLE COEUR DEFENSE
COURBEVOIE, 92400, France

CRD 158519

Filing source

Form ADV 1671596 · Aug 24, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.