Investment adviser · CRD 120668

HOVDE CAPITAL ADVISORS LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MADISON, WI, United States · Form ADV filed Feb 5, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FINANCIAL INSTITUTION PARTNERS III, L.P.Hedge Fund · Last reported Feb 5, 2018$30.3MGross asset value
Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD MILWAUKEE, Wisconsin, United States
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISO, California, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-6786989628
Reported beneficial owners
11
Minimum commitment
$500K

Form ADV 1172925 · Feb 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINANCIAL INSTITUTION PARTNERS MASTER FUND, L.P.Hedge Fund · Last reported Apr 16, 2012$126MGross asset value

Feeder funds

  • FINANCIAL INSTITUTION PARTNERS, LTD.
  • FINANCIAL INSTUTITION PARTNERS, L.P.
Fund administrator CACEIS (CAYMAN) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4151078783
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-93376

Form ADV 636669 · Apr 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINANCIAL INSTITUTION PARTNERS, L.P.Hedge Fund · Last reported Aug 15, 2013$51MGross asset value
Fund administrator PINNACLE FUND ADMINISTRATION LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4761876361
Reported beneficial owners
13
Minimum commitment
$1M

Form ADV 751946 · Aug 15, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HOVDE CREDIT OPPORTUNITIES MASTER FUND, L.P.Hedge Fund · Last reported Aug 15, 2013$39.1MGross asset value

Feeder funds

  • HOVDE CREDIT OPPORTUNITIES FUND, L.P.
  • HOVDE CREDIT OPPORTUNITIES FUND, LTD.
Fund administrator PINNACLE FUND ADMINISTRATION LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN GEORGE TOWN, Cayman Islands
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-3869174487
Reported beneficial owners
14
Minimum commitment
$5M
Form D file number
021-123444
Form D file number
021-123445
Form D file number
021-123446

Form ADV 751946 · Aug 15, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINANCIAL INSTITUTION PARTNERS IV, LLCHedge Fund · Last reported Apr 16, 2012$9.6MGross asset value
Auditor MCGLADREY & PULLEN NEW YORK, New York, United States
Custodian BANC OF AMERICA SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BANC OF AMERICA SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BANC OF AMERICA SECURITIES LLC
SEC 8-42263

BANC OF AMERICA SECURITIES LLC
CRD 26091 · SEC 8-42263

Fund details & source
Fund ID
805-7723195196
Reported beneficial owners
11
Minimum commitment
$500K
Form D file number
021-51958

Form ADV 636669 · Apr 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 5, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

122 W. WASHINGTON AVENUE SUITE 350
MADISON, WI, 53703, United States

CRD 120668

Filing source

Form ADV 1172925 · Feb 5, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.