HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC – investment adviser, $36.9B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	26	$24,541,207,000	66.5%
Pooled investment vehicles	19	$4,886,271,000	13.2%
Retirement plans	16	$4,034,776,000	10.9%
Government entities	12	$2,438,295,000	6.6%
Charities	11	$910,183,000	2.5%
Other clients	5	$86,384,000	0.2%
Insurance companies	Fewer than 5	$16,915,000	0.0%
Other investment advisers	9	$13,800,000	0.0%

Filing source

Form ADV 2054226 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HW HIGH YIELD, LLCHedge Fund · Last reported Mar 30, 2026$372MGross asset value

Form D fundraising filings

HW High Yield, LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States

Custodian U.S. BANK, NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-5008640189
Reported beneficial owners: 7
Minimum commitment: $3M
Form D file number: 021-372612

Form ADV 2054226 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HW HEDGED VALUE, L.P.Hedge Fund · Last reported Mar 30, 2026$52.1MGross asset value

Form D fundraising filings

HW Hedged Value, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP LOS ANGELES, California, United States

Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian U.S. BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE, LLP
PCAOB 34

UBS SECURITIES LLC
SEC 8-22651

U.S. BANK, N.A.
LEI 5493001WC5CQQI9L9G80

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-1364956615
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-206902

Form ADV 2054226 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

601 SOUTH FIGUEROA STREET, 39TH FLOOR
LOS ANGELES, CA, 90017-5704, United States

CRD 114649

Filing source

Form ADV 2054226 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.