Investment adviser · CRD 137692

HORIZON GLOBAL ADVISERS LLC

Investment adviser filing (IA)

RYE, NY, United States · Form ADV filed Apr 2, 2013

Regulatory AUM
$38M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HORIZON OPPORTUNISTIC VALUE FUNDHedge Fund · Last reported Apr 2, 2013$38MGross asset value
Fund administrator BROWN BROTHERS HARRIMAN DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE DUBLIN, Ireland
Custodian BROWN BROTHERS HARRIMAN & CO. DUBLIN, Ireland Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BROWN BROTHERS HARRIMAN & CO. DUBLIN, Ireland
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

BROWN BROTHERS HARRIMAN & CO.
CRD 104487

Fund details & source
Fund ID
805-4287898428
Reported beneficial owners
10
Minimum commitment
$200K

Form ADV 727414 · Apr 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HORIZON MULTI-STRATEGY FUND, LPHedge Fund · Last reported May 4, 2012$70MGross asset value
Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HOLTZ RUBENSTEIN REMINICK LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-7520950943
Reported beneficial owners
100
Minimum commitment
$500K
Form D file number
021-101868

Form ADV 645178 · May 4, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HORIZON MULTI-STRATEGY OFFSHORE FUND, LTD.Hedge Fund · Last reported May 4, 2012$6MGross asset value
Fund administrator GENESIS FUND SERVICES LIMITED NASSAU, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HOLTZ RUBENSTEIN REMINICK LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-2180916345
Reported beneficial owners
12
Minimum commitment
$500K
Form D file number
021-101873

Form ADV 645178 · May 4, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

411 THEODORE FREMD AVENUE, SUITE 206 SOUTH
RYE, NY, 10580-1410, United States

CRD 137692

Filing source

Form ADV 727414 · Apr 2, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.