HOPKINS INVESTMENT MANAGEMENT, LLC. – investment adviser, $157M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	68	$128,068,842	81.4%
Individuals	83	$24,346,291	15.5%
Retirement plans	Fewer than 5	$4,965,039	3.2%

Filing source

Form ADV 1519090 · Mar 29, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HOPKINS CAPITAL PARTNERS FUND LPPrivate Equity Fund · Last reported Mar 29, 2021$7.43MGross asset value

Form D fundraising filings

Hopkins Capital Partners Fund, LP

Fund administrator TOWER FUND SERVICES RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFERIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFERIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-2841323829
Reported beneficial owners: 33
Minimum commitment: $250K
Form D file number: 021-262469

Form ADV 1519090 · Mar 29, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE VENTURE FUNDPrivate Equity Fund · Last reported Aug 16, 2019$1.57MGross asset value

Feeder funds

EAGLE VENTURE FUND BVI LTD.
EAGLE VENTURE FUND BVI LTD.

Fund administrator TOWER FUND SERVICES RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian CIBC CHICAGO, Illinois, United States Related to adviser: No

Marketer TIMOTHY CASEY ROCKVILLE, Maryland, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-8405113170
Reported beneficial owners: 8
Minimum commitment: $500K
Form D file number: 021-308968

Form ADV 1340358 · Aug 16, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

CRD 121811

Filing source

Form ADV 1519090 · Mar 29, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.