Investment adviser · CRD 157748

HOPE ADVISORS, LLC

Investment adviser filing (IA)

BRENTWOOD, TN, United States · Form ADV filed Aug 3, 2016

Regulatory AUM
$275M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HOPE INVESTMENTS, LLCHedge Fund · Last reported Aug 3, 2016$212MGross asset value
Auditor ELLIOTT DAVIS DECOSIMO LLC CHATTANOOGA, Tennessee, United States
Custodian TD AMERITRADE CLEARING, INC. BELLEVUE, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

TD AMERITRADE CLEARING, INC.
SEC 8-16335

Fund details & source
Fund ID
805-6339282311
Reported beneficial owners
95
Minimum commitment
$250K
Form D file number
021-1516872

Form ADV 1033143 · Aug 3, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HDB INVESTMENTS, LLCHedge Fund · Last reported Oct 2, 2014$113MGross asset value
Auditor SOMERSET CPAS INDIANAPOLIS, Indiana, United States
Custodian TD AMERITRADE CLEARING, INC. BELLEVUE, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

TD AMERITRADE CLEARING, INC.
SEC 8-16335

Fund details & source
Fund ID
805-9079148546
Reported beneficial owners
1
Minimum commitment
$100

Form ADV 847869 · Oct 2, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IMPACT CAPITAL INVESTMENTS, LLCHedge Fund · Last reported Aug 28, 2015$6.24MGross asset value
Auditor MCGLADREY LLP WEST PALM BEACH, Florida, United States
Custodian TD AMERITRADE CLEARING, INC. BELLEVUE, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

TD AMERITRADE CLEARING, INC.
SEC 8-16335

Fund details & source
Fund ID
805-1175756725
Reported beneficial owners
11
Minimum commitment
$250K
Form D file number
021-1610191

Form ADV 943822 · Aug 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 3, 2016. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Fixed · Performance-based

Principal office

5203 MARYLAND WAY, SUITE 104
BRENTWOOD, TN, 37027, United States

CRD 157748

Filing source

Form ADV 1033143 · Aug 3, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.