Investment adviser · CRD 287485

HOF CAPITAL

HOF CAPITAL MANAGEMENT, LLC

NEW YORK, NY, United States · Form ADV filed Mar 30, 2022

Regulatory AUM: $1.16B
Client accounts: 48
Employees: 11
Advisory professionals: 6

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,162,016,635	11	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	48	$1,162,016,635	100.0%

Filing source

Form ADV 1598444 · Mar 30, 2022 · Item 5.D

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

46 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

HOF CAPITAL GROWTH OPPORTUNITY XXXVII, LLCPrivate Equity Fund$6.15MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

HOF Capital Growth Opportunity XXXVII LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-8690924227
Reported beneficial owners: 40
Minimum commitment: $25K
Form D file number: 021-418106

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH FUND, LLCVenture Capital Fund$4.71MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

HOF Capital Growth Fund, LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-4873316950
Reported beneficial owners: 22
Minimum commitment: $25K
Form D file number: 021-427377

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY VIII, LLCVenture Capital Fund$4.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

HOF Capital Growth Opportunity VIII, LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-7488357376
Reported beneficial owners: 14
Minimum commitment: $50K
Form D file number: 021-376223

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XXXIX, LLCVenture Capital Fund$4MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

HOF Capital Growth Opportunity XXXIX, LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-3828823015
Reported beneficial owners: 23
Minimum commitment: $25K
Form D file number: 021-438465

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XXXVI, LLCVenture Capital Fund$3.78MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

HOF Capital Growth Opportunity XXXVI LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-9278093589
Reported beneficial owners: 73
Minimum commitment: $10K
Form D file number: 021-410846

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XLII, LLCVenture Capital Fund$2.64MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Hof Capital Growth Opportunity XLII, LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-3764599985
Reported beneficial owners: 13
Minimum commitment: $10K
Form D file number: 021-438327

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XXX, LLCVenture Capital Fund$2.46MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

HOF Capital Growth Opportunity XXX, LLC

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source

Fund ID: 805-8055779263
Reported beneficial owners: 54
Minimum commitment: $2.2M
Form D file number: 021-408676

Form ADV 1598444 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Oct 29, 2021 · previous imported filing

Regulatory AUM$921,803,914 → $1,162,016,635
Client accounts43 → 48
Employees10 → 11
Legal nameHOF CAPITAL → HOF CAPITAL MANAGEMENT, LLC

Filing source

Form ADV 1598444 · Mar 30, 2022 · Items 1 & 5

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.16B
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

22 THOMPSON STREET
NEW YORK, NY, 10013, United States

CRD 287485

Filing source

Form ADV 1598444 · Mar 30, 2022 · Items 1 & 5

Reported by HOF CAPITAL MANAGEMENT, LLC (CRD 287485).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.