Investment adviser · CRD 287485
HOF CAPITAL
NEW YORK, NY, United States · Form ADV filed Oct 29, 2021
- Regulatory AUM
- $922M Form ADV · Item 5.F
- Client accounts
- 43 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 43 | $921,803,914 | 100.0% |
Filing source
Form ADV 1568722 · Oct 29, 2021 · Item 5.D
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
33 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
HOF CAPITAL GROWTH OPPORTUNITY X, LLCPrivate Equity Fund$5.08MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
Fund details & source
- Fund ID
- 805-2279123602
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
- Form D file number
- 021-372492
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
HOF CAPITAL GROWTH OPPORTUNITY XIX, LLCPrivate Equity Fund$4.74MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221
Fund details & source
- Fund ID
- 805-6146552423
- Reported beneficial owners
- 14
- Minimum commitment
- $484K
- Form D file number
- 021-387293
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
HOF CAPITAL AH GROWTH, LLCVenture Capital Fund$4.23MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
Fund details & source
- Fund ID
- 805-4741210553
- Reported beneficial owners
- 21
- Minimum commitment
- $10K
- Form D file number
- 021-368003
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
HOF CAPITAL GROWTH OPPORTUNITY VIII, LLCPrivate Equity Fund$1.79MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
Fund details & source
- Fund ID
- 805-7488357376
- Reported beneficial owners
- 14
- Minimum commitment
- $50K
- Form D file number
- 021-376223
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SFFF SPV, LLCPrivate Equity Fund$1.48MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221
Fund details & source
- Fund ID
- 805-8161646367
- Reported beneficial owners
- 18
- Minimum commitment
- $20K
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
HOF CAPITAL GROWTH OPPORTUNITY VI, LLCVenture Capital Fund$1.15MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
Fund details & source
- Fund ID
- 805-5757403286
- Reported beneficial owners
- 3
- Minimum commitment
- $24.2K
- Form D file number
- 021-370404
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
HOF CAPITAL GROWTH OPPORTUNITY IVenture Capital Fund$1.03MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUMSMITH+BROWN, PC
PCAOB 100
Fund details & source
- Fund ID
- 805-9891910251
- Reported beneficial owners
- 19
- Minimum commitment
- $25K
Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1568722 · Oct 29, 2021 · Items 1 & 5
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $922M
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
22 THOMPSON STREETNEW YORK, NY, 10013, United States
CRD 287485
Filing source
Form ADV 1568722 · Oct 29, 2021 · Items 1 & 5
Reported by HOF CAPITAL (CRD 287485).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.