Investment adviser · CRD 287485

HOF CAPITAL

NEW YORK, NY, United States · Form ADV filed Oct 29, 2021

Regulatory AUM
$922M
Form ADV · Item 5.F
Client accounts
43
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles43$921,803,914100.0%
Filing source

Form ADV 1568722 · Oct 29, 2021 · Item 5.D

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

33 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

HOF CAPITAL GROWTH OPPORTUNITY XXI, LLCPrivate Equity Fund$12.2MGross asset value
Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-3264021653
Reported beneficial owners
14
Minimum commitment
$4.82K

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XVIII, LLCVenture Capital Fund$10.6MGross asset value
Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-4506632863
Reported beneficial owners
12
Minimum commitment
$24.1K

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

AH GROWTH OPPORTUNITY IVVenture Capital Fund$10.2MGross asset value
Fund administrator CARTA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-4558767666
Reported beneficial owners
1
Minimum commitment
$5M

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DROP DIRECT, LLCVenture Capital Fund$10MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-4943214914
Reported beneficial owners
7
Minimum commitment
$100K
Form D file number
021-358018

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XIV, LLCPrivate Equity Fund$9.55MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-3976605456
Reported beneficial owners
1
Minimum commitment
$100K
Form D file number
021-379525

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

AXIOMATIC DIRECT, LLCPrivate Equity Fund$8.62MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-1173743827
Reported beneficial owners
13
Minimum commitment
$50K
Form D file number
021-357081

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOF CAPITAL GROWTH OPPORTUNITY XIII, LLCPrivate Equity Fund$8.32MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator FLOW NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

Fund details & source
Fund ID
805-1029553371
Reported beneficial owners
19
Minimum commitment
$100K
Form D file number
021-381612

Form ADV 1568722 · Oct 29, 2021 · Schedule D 7.B.(1)

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1568722 · Oct 29, 2021 · Items 1 & 5

Reported by HOF CAPITAL (CRD 287485).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$922M
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    22 THOMPSON STREET
    NEW YORK, NY, 10013, United States

    CRD 287485

    Filing source

    Form ADV 1568722 · Oct 29, 2021 · Items 1 & 5

    Reported by HOF CAPITAL (CRD 287485).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.