Investment adviser · CRD 136595

HM CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

CLAYTON, MO, United States · Form ADV filed Mar 31, 2022

Regulatory AUM: $5.69B
Client accounts: 616
Employees: 9
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	38	$5,218,061,402	91.6%
High-net-worth individuals	73	$352,522,404	6.2%
Pooled investment vehicles	1	$100,944,932	1.8%
Charities	5	$10,944,617	0.2%
Individuals	37	$10,598,038	0.2%
Insurance companies	Fewer than 5	$504,838	0.0%
Corporations & businesses	Fewer than 5	$72,441	0.0%

Filing source

Form ADV 1623359 · Mar 31, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PALM TREE PARTNERS LPHedge Fund · Last reported Mar 31, 2022$101MGross asset value

Fund administrator SS&C/ALPS ALTERNATIVE INVESTMENT SERVICES, LLC DENVER, Colorado, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor CLIFTON LARSON ALLEN MILWAUKEE, Wisconsin, United States

Custodian TD AMERITRADE OMAHA, Nebraska, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CLIFTON LARSON ALLEN
PCAOB 655

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-8728412024
Reported beneficial owners: 30
Minimum commitment: $250K
Form D file number: 021-111268565

Form ADV 1623359 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

8235 FORSYTH BLVD, SUITE 540
CLAYTON, MO, 63105, United States

CRD 136595

Filing source

Form ADV 1623359 · Mar 31, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.