HILLVIEW CAPITAL ADVISORS, LLC – investment adviser, $849M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	65	$567,207,592	66.8%
Other investment advisers	Fewer than 5	$199,456,334	23.5%
Pooled investment vehicles	4	$70,417,632	8.3%
Corporations & businesses	Fewer than 5	$7,248,712	0.9%
Individuals	7	$4,327,465	0.5%

Filing source

Form ADV 1289415 · Mar 26, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HILLVIEW GLOBAL ALPHA FUND, LPOther Private Fund · Last reported Mar 31, 2017$32.5MGross asset value

Feeder funds

HILLVIEW GLOBAL ALPHA FUND OFFSHORE, LTD.

Fund administrator CONIFER FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLC NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-7361000883
Reported beneficial owners: 67
Minimum commitment: $500K
Form D file number: 021-1348297

Form ADV 1100171 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HILLVIEW SPECIAL OPPORTUNITIES FUND, LPOther Private Fund · Last reported Mar 31, 2017$26.8MGross asset value

Fund administrator CONIFER FINANCIAL SERVICES, LLC ( FORMERLY VASTARDIS FUND SERVICES, LLC) JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLC NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK (EFFECTIVE 2-1-2015) SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-3839928258
Reported beneficial owners: 51
Minimum commitment: $500K
Form D file number: 021-1175850

Form ADV 1100171 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets

Principal office

1200 LIBERTY RIDGE DRIVE, SUITE 130
WAYNE, PA, 19087, United States

CRD 109071

Filing source

Form ADV 1289415 · Mar 26, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.