Investment adviser · CRD 165747

HILLMARK CAPITAL MANAGEMENT, L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 20, 2018

Regulatory AUM: $171M
Client accounts: 4
Employees: 9
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$171,051,371	100.0%

Filing source

Form ADV 1191100 · Mar 20, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STONEY LANE FUNDING I LTD.Securitized Asset Fund · Last reported Mar 20, 2018$94MGross asset value

Fund administrator MAPLES FINANCE LIMITED GEORGE TOWN GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian BNYMELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6644001548
Reported beneficial owners: 20
Minimum commitment: $500K

Form ADV 1191100 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HILLMARK FUNDING LTD.Securitized Asset Fund · Last reported Mar 20, 2018$77.1MGross asset value

Fund administrator MAPLES FINANCE LIMITED GEORGE TOWN GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian BNYMELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3076217333
Reported beneficial owners: 20
Minimum commitment: $500K

Form ADV 1191100 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HILLMARK FUNDING CORP.Securitized Asset Fund · Last reported Mar 20, 2018$0Gross asset value

Fund administrator DONALD J. PUGLISI NEWARK, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian BNYMELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3699089489
Reported beneficial owners: 20
Minimum commitment: $500K

Form ADV 1191100 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STONEY LANE FUNDING I CORP.Securitized Asset Fund · Last reported Mar 20, 2018$0Gross asset value

Fund administrator DONALD J. PUGLISI NEWARK, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian BNYMELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3501165447
Reported beneficial owners: 20
Minimum commitment: $500K

Form ADV 1191100 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEWMARK CAPITAL FUNDING 2013-1 CLO LTD.Securitized Asset Fund · Last reported Mar 25, 2015$402MGross asset value

Fund administrator MAPLESFS LIMITED GEORGE TOWN GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8065211182
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 885650 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEWMARK CAPITAL FUNDING 2014-2 CLO LTD.Securitized Asset Fund · Last reported Mar 25, 2015$386MGross asset value

Fund administrator MAPLESFS LIMITED GEORGE TOWN GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4558689654
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 885650 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEWMARK CAPITAL FUNDING 2013-1 CLO LLCSecuritized Asset Fund · Last reported Mar 25, 2015$0Gross asset value

Fund administrator PUGLISI & ASSOCIATES WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9264483376
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 885650 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1 PENN PLAZA, SUITE 4501
NEW YORK, NY, 10119-4599, United States

CRD 165747

Filing source

Form ADV 1191100 · Mar 20, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.