Investment adviser · CRD 160415

HILDENE CAPITAL MANAGEMENT

Investment adviser filing (IA)

HILDENE CAPITAL MANAGEMENT, LLC

STAMFORD, CT, United States · Form ADV filed Apr 27, 2026

Regulatory AUM: $20.2B
Client accounts: 88
Employees: 33
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	76	$12,517,004,293	62.0%
Insurance companies	6	$6,849,605,454	33.9%
Corporations & businesses	Fewer than 5	$786,328,258	3.9%
Other clients	Fewer than 5	$30,177,312	0.1%

Filing source

Form ADV 2099327 · Apr 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

HILDENE OPPORTUNITIES MASTER FUND, LTD.Hedge Fund · Last reported Apr 27, 2026$709MGross asset value

Feeder funds

HILDENE OPPORTUNITIES FUND, L.P.
HILDENE OPPORTUNITIES OFFSHORE FUND, LTD.
HILDENE OPPORTUNITIES RATED FEEDER FUND, LP

Fund administrator U.S. BANK GLOBAL FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-7487892990
Reported beneficial owners: 73
Minimum commitment: $1M
Form D file number: 021-117842
Form D file number: 021-120761

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HILDENE OPPORTUNITIES MASTER FUND II, LTD.Hedge Fund · Last reported Apr 27, 2026$613MGross asset value

Feeder funds

Fund administrator U.S. BANK GLOBAL FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-7247131881
Reported beneficial owners: 53
Minimum commitment: $1M
Form D file number: 021-173125
Form D file number: 021-173127

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HILDENE INSURANCE HOLDINGS, LLCPrivate Equity Fund · Last reported Apr 27, 2026$565MGross asset value

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-7772976817
Reported beneficial owners: 98
Minimum commitment: $1M
Form D file number: 021-2028960

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HILDENE TRUPS SECURITIZATION 4, LTD.Securitized Asset Fund · Last reported Apr 27, 2026$537MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-5596087521
Reported beneficial owners: 6
Minimum commitment: $100K

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TABERNA PREFERRED FUNDING II, LTD.Securitized Asset Fund · Last reported Apr 27, 2026$482MGross asset value

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 5299000J2N45DDNE4Y28

Fund details & source

Fund ID: 805-3281097359
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRAPEZA CDO XIII, LTD.Securitized Asset Fund · Last reported Apr 27, 2026$469MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4443800150
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALESCO PREFERRED FUNDING XIV, LTD.Securitized Asset Fund · Last reported Apr 27, 2026$441MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2484539895
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2099327 · Apr 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 27, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 LUDLOW STREET, SOUTH TOWER, 5TH FLOOR
STAMFORD, CT, 06902, United States

CRD 160415

Filing source

Form ADV 2099327 · Apr 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.