HIGHLAND PEAK CAPITAL, LLC – investment adviser, $333M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$237,618,945	71.3%
Government entities	1	$95,575,208	28.7%

Filing source

Form ADV 2135763 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HIGHLAND PEAK PARTNERS, LPHedge Fund · Last reported Sep 30, 2026$93MGross asset value

Form D fundraising filings

Highland Peak Partners, LP

Feeder funds

HIGHLAND PEAK OFFSHORE, LTD.

Fund administrator APEX FUND SERVICES (CHICAGO) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer PROFOR ADVISORS RYE BROOK, New York, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-1102131632
Reported beneficial owners: 36
Minimum commitment: $1M
Form D file number: 021-358042
Form D file number: 021-447125

Form ADV 2135763 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND PEAK OPPORTUNITY FUND, LPHedge Fund · Last reported Sep 30, 2026$5.99MGross asset value

Form D fundraising filings

Highland Peak Opportunity Fund, LP

Fund administrator APEX FUND SERVICES (CHICAGO) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer PROFOR ADVISORS RYE BROOK, New York, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-3659736609
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-508932

Form ADV 2135763 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

53 FOREST AVENUE, SUITE 104
OLD GREENWICH, CT, 06870, United States

CRD 306304

Filing source

Form ADV 2135763 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.