Investment adviser · CRD 110126

HIGHLAND CAPITAL MANAGEMENT, L.P.

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Mar 29, 2024

Regulatory AUM: $127M
Client accounts: 23
Employees: 12
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	22	$124,481,615	98.2%
Government entities	Fewer than 5	$2,259,333	1.8%

Filing source

Form ADV 1852618 · Mar 29, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STONEBRIDGE-HIGHLAND HEALTHCARE PRIVATE EQUITY FUNDPrivate Equity Fund · Last reported Mar 29, 2024$95MGross asset value

Fund administrator SHINHAN AITAS SEOUL, Korea, South Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE ANJIN, LCC SEOUL, Korea, South

Custodian KEB HANA BANK SEOUL, Korea, South Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2413565706
Reported beneficial owners: 7
Minimum commitment: $0

Form ADV 1852618 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND MULTI STRATEGY CREDIT FUND, L.P.Hedge Fund · Last reported Mar 29, 2024$48.9MGross asset value

Feeder funds

HIGHLAND MULTI STRATEGY CREDIT FUND, LTD

Fund administrator SEI INVESTMENT MANAGER SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN AND COMPANY CLEVELAND, Ohio, United States

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN AND COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-9872591840
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1852618 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND RESTORATION CAPITAL PARTNERS MASTER, LPPrivate Equity Fund · Last reported Mar 29, 2024$28.5MGross asset value

Fund administrator SEI INVESTMENT MANAGER SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN AND COMPANY CLEVELAND, Ohio, United States

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN AND COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-4547867916
Reported beneficial owners: 6
Minimum commitment: $10M
Form D file number: 021-120530

Form ADV 1852618 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND RESTORATION CAPITAL PARTNERS, L.P.Private Equity Fund · Last reported Mar 29, 2024$23.3MGross asset value

Fund administrator SEI INVESTMENT MANAGER SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN AND COMPANY CLEVELAND, Ohio, United States

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN AND COMPANY
PCAOB 925

THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-2103133324
Reported beneficial owners: 5
Minimum commitment: $10M
Form D file number: 021-120513

Form ADV 1852618 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND CREDIT OPPORTUNITIES CDO, LTDSecuritized Asset Fund · Last reported Jun 10, 2013$1.02BGross asset value

Fund administrator SEI INVESTMENT MANAGER SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DALLAS, Texas, United States

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6978080728
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 742065 · Jun 10, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHLAND CRUSADER OFFSHORE PARTNERS, L.P.Hedge Fund · Last reported Jan 24, 2017$434MGross asset value

Feeder funds

HIGHLAND CRUSADER FUND II, LTD.
HIGHLAND CRUSADER FUND, L.P.
HIGHLAND CRUSADER FUND, LTD.

Fund administrator SEI INVESTMENT MANAGER SERVICES OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NEXBANK SSB DALLAS, Texas, United States Related to adviser: Yes

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-9095195272
Reported beneficial owners: 258
Minimum commitment: $5M

Form ADV 1066700 · Jan 24, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACIS CLO 2017-7 LTD.Securitized Asset Fund · Last reported Oct 29, 2020$348MGross asset value

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 0000830013

Fund details & source

Fund ID: 805-7969406798
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1464200 · Oct 29, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2024. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 CRESCENT COURT, SUITE 1850
DALLAS, TX, 75201, United States

CRD 110126

Filing source

Form ADV 1852618 · Mar 29, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.