Investment adviser · CRD 286695

HIGHER MOMENT CAPITAL LP

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

BOSTON, MA, United States · Form ADV filed May 17, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HIGHER MOMENT FUND LLCHedge Fund · Last reported May 17, 2019$3.24MGross asset value

Form D fundraising filings

Higher Moment Fund LLC

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM LLP BOSTON, Massachusetts, United States
Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer CANDLEWOOD SECURITIES, LLC CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM LLP
PCAOB 49

CANDLEWOOD SECURITIES, LLC
CRD 126042 · SEC 8-65845

Fund details & source
Fund ID
805-9353738374
Reported beneficial owners
45
Minimum commitment
$1M
Form D file number
021-270839

Form ADV 1324029 · May 17, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHER MOMENT OPPORTUNITIES MASTER FUND LTD.Hedge Fund · Last reported May 17, 2019$2.27MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer CANDLEWOOD SECURITIES, LLC CLEVELAND, Ohio, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM LLP
PCAOB 49

GOLDMAN SACHS & CO. LLC
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

CANDLEWOOD SECURITIES, LLC
CRD 126042 · SEC 8-65845

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-7562095292
Reported beneficial owners
52
Minimum commitment
$1M

Form ADV 1324029 · May 17, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHER MOMENT AURORA MASTER FUND LTD.Hedge Fund · Last reported May 17, 2019$1.12MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer CANDLEWOOD SECURITIES, LLC CLEVELAND, Ohio, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM LLP
PCAOB 49

GOLDMAN SACHS & CO. LLC
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

CANDLEWOOD SECURITIES, LLC
CRD 126042 · SEC 8-65845

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-4848337335
Reported beneficial owners
14
Minimum commitment
$1M

Form ADV 1324029 · May 17, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHER MOMENT FUND LTD.Hedge Fund · Last reported May 17, 2019$240KGross asset value

Form D fundraising filings

Higher Moment Fund Ltd.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP BOSTON, Massachusetts, United States
Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer CANDLEWOOD SECURITIES, LLC CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

CANDLEWOOD SECURITIES, LLC
CRD 126042 · SEC 8-65845

Fund details & source
Fund ID
805-4826559263
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-255395

Form ADV 1324029 · May 17, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGHER MOMENT MULTI STRATEGY MASTER FUND LTDHedge Fund · Last reported May 17, 2019$98.4KGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM LLP BOSTON, Massachusetts, United States
Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer CANDLEWOOD SECURITIES, LLC CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM LLP
PCAOB 49

CANDLEWOOD SECURITIES, LLC
CRD 126042 · SEC 8-65845

Fund details & source
Fund ID
805-8669424129
Reported beneficial owners
3
Minimum commitment
$1M

Form ADV 1324029 · May 17, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 17, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

ONE INTERNATIONAL PLACE, SUITE 4510
BOSTON, MA, 02110, United States

CRD 286695

Filing source

Form ADV 1324029 · May 17, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.