Investment adviser · CRD 117743
HIGH POINTE CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $222M Form ADV · Item 5.F
- Client accounts
- 33 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | Fewer than 5 | $76,152,845 | 34.3% |
| High-net-worth individuals | 23 | $75,756,948 | 34.1% |
| Corporations & businesses | Fewer than 5 | $41,951,966 | 18.9% |
| Pooled investment vehicles | 5 | $22,919,906 | 10.3% |
| Other investment advisers | Fewer than 5 | $5,127,435 | 2.3% |
Filing source
Form ADV 1635825 · Mar 31, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
HIGH POINTE GROWTH FUND, LPHedge Fund · Last reported Mar 30, 2021$6.72MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM
PCAOB 49
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-7915602071
- Reported beneficial owners
- 5
- Minimum commitment
- $250K
Form ADV 1508225 · Mar 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HIGH POINTE INTERNATIONAL EQUITY FUND, LPHedge Fund · Last reported Mar 30, 2021$5.69MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM
PCAOB 49
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-9968725000
- Reported beneficial owners
- 6
- Minimum commitment
- $250K
Form ADV 1508225 · Mar 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HIGH POINTE VALUE FUND, LPHedge Fund · Last reported Mar 30, 2021$4.68MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM
PCAOB 49
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-4579598672
- Reported beneficial owners
- 6
- Minimum commitment
- $250K
Form ADV 1508225 · Mar 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HIGH POINTE GLOBAL OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 30, 2021$1.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM
PCAOB 49
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-7219205767
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1508225 · Mar 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HIGH POINTE SMALL CAP FUND, LPHedge Fund · Last reported Mar 14, 2016$1.33MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-8103641836
- Reported beneficial owners
- 5
- Minimum commitment
- $250K
Form ADV 986891 · Mar 14, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HIGH POINTE SMALL CAP VALUE LPHedge Fund · Last reported Mar 30, 2021$1.14MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-6530362301
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1508225 · Mar 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HIGH POINTE SMALL CAP GROWTH LPHedge Fund · Last reported Mar 30, 2015$292KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-9416574304
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 894619 · Mar 30, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2022. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
ONE NORTH LASALLE STREET, SUITE 1940CHICAGO, IL, 60602, United States
CRD 117743
Filing source
Form ADV 1635825 · Mar 31, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.