Investment adviser · CRD 167466

HERRING CREEK CAPITAL

Investment adviser filing (IA)

HERRING CREEK CAPITAL MANAGEMENT, LLC

STAMFORD, CT, United States · Form ADV filed Mar 10, 2016

Regulatory AUM
$350M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HERRING CREEK MASTER FUND, LPHedge Fund · Last reported Mar 10, 2016$261MGross asset value

Feeder funds

  • HERRING CREEK FUND, LP
  • HERRING CREEK OFFSHORE FUND, LTD.
Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6162212607
Reported beneficial owners
71
Minimum commitment
$1M

Form ADV 989838 · Mar 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

P HERRING CREEK IEHedge Fund · Last reported Mar 10, 2016$88.9MGross asset value
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED CORK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-7480096526
Reported beneficial owners
6
Minimum commitment
$100K

Form ADV 989838 · Mar 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 10, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

METRO CENTER, ONE STATION PLACE, 5TH FLOOR
STAMFORD, CT, 06902, United States

CRD 167466

Filing source

Form ADV 989838 · Mar 10, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.