HERR INVESTMENT GROUP LLC – investment adviser, $748M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	131	$454,561,759	60.8%
Pooled investment vehicles	1	$182,098,484	24.4%
Corporations & businesses	10	$90,538,732	12.1%
Retirement plans	Fewer than 5	$14,723,662	2.0%
Individuals	28	$5,516,230	0.7%
Charities	Fewer than 5	$159,227	0.0%

Filing source

Form ADV 1829668 · Mar 24, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

POINTILLIST GLOBAL MACRO SERIES OF POINTILLIST PARTNERS LLCHedge Fund · Last reported Mar 24, 2024$182MGross asset value

Form D fundraising filings

Pointillist Global Macro Series of Pointillist Partners LLC

Fund administrator LICCAR FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. TROY, Michigan, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

Fund details & source

Fund ID: 805-5060045109
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-192851

Form ADV 1829668 · Mar 24, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2024. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 315227

Filing source

Form ADV 1829668 · Mar 24, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.