HERONETTA MANAGEMENT, L.P. – investment adviser, $254M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	27	$163,368,335	64.4%
Pooled investment vehicles	1	$90,258,991	35.6%

Filing source

Form ADV 2087210 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HERON INCOME FUND L.P.Other Private Fund · Last reported Mar 31, 2026$89.6MGross asset value

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

J.P. MORGAN SECURITIES LLC
SEC 8-35008 · LEI 35008

Fund details & source

Fund ID: 805-5779095005
Reported beneficial owners: 36
Minimum commitment: $1M
Form D file number: 021-9999999999

Form ADV 2087210 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERON TOTAL RETURN FUND L.P.Other Private Fund · Last reported May 1, 2019$4.06MGross asset value

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN SECURITIES LLC
SEC 8-35008 · LEI 35008

Fund details & source

Fund ID: 805-8291919672
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-9999999999

Form ADV 1320761 · May 1, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

654 MADISON AVENUE, SUITE 1505
NEW YORK, NY, 10065, United States

CRD 157307

Filing source

Form ADV 2087210 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.